In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
A Renowned Investment Bank & Securities Brokerage is hiring an Account Admin with their Operations team to manage their KYC, CDD, AML process
Ensure timely and accurate client checks, including Know-Your-Customer ('KYC'), Client Due Diligence ('CDD'), AML etc, for new accounts, existing accounts, screening of counterparties, tracking, escalation and resolution of CDD deferrals, account slated for exit
Handle accounts' periodic review
Maintain clientele database
Identify gaps and implement on-boarding controls and systems / process enhancement that are fit for purpose
Deliver on the internal customer experience while maintaining the highest standards on CDD/KYC
Ensure all policies, procedures and guidelines are followed
Degree holder (or above)
Minimum 3 years' relevant experience in financial institutions
Well versed with regulatory requirement on account opening, CDD, KYC and AML
Good command of written and spoken English and Chinese (esp. Putonghua)