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Oxford Knight

London, United Kingdom

Goodman Masson

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Deutsche Bank

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EAC Compliance & Operational Risk Specialist
Job Description: The Enterprise Area of Coverage (EAC) Compliance & Operational Risk (C∨) Specialist is an individual contributor member of an Enterprise Area of Coverage Compliance and Operational Risk team. This role is responsible for monitoring Bank of America's ownership of securities for the purpose of regulatory shareholder reporting in the Americas jurisdiction including, but not limited to, Large Shareholder Reporting, regulatory ownership limits and Issuer Requests. Failure to comply with reporting requirements can lead to regulatory fines, sanctions and loss of business opportunity. The EAC C∨ Specialist is responsible for providing enterprise-wide oversight of processes, controls, laws, rules, and/or regulations that have enterprise-wide applicability.


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