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A global bank seeks a Compliance Professional to join its global Swap Dealer Compliance group (the "Group") in the Global Compliance Department. The Group is responsible for the implementation and management of the overall compliance program for the bank's CFTC-regulated swap and SEC-regulated security-based swap business activities globally. Responsibilities of this position include:
Assist in providing advisory support for the Firm's global Swap Dealer Compliance program.
Work on drafting and developing Swap Dealer related policies and procedures and training.
Coordinate with key stakeholders across the bank to prepare Swap Dealer related materials in connection with regulatory requirements, inquires or exams.
Prepare relevant materials for Quarterly Risk / Alco meetings; in addition for other relevant Swap Dealer governance committees.
Liaise as a SME with Internal Audit Department and Testing groups related to reviews performed of the Firm's Swap Dealers.
Assist withprocesses related to the creation of the Swap Dealer Annual Reports and other required periodic reports for senior management. Assist with drafting the Annual Reports.
Assist stakeholders across the bank in understanding proposed swap and / or security-based swap rules.
2 -5 years of compliance, legal or regulatory experience
Knowledge of Title VII of the Dodd-Frank Act as pertains to the obligations of swap and security-based swap dealers preferred
Strong communication, presentation and project management skills
Self-motivated, independent and organized with exceptional attention to detail
Ability to coordinate and execute time-sensitive projects against plans
Strong inter-personnel skills with a focus on developing relationships across the Firm
Ability to project confidence and professionalism in dealings with business personnel
Proficient in Microsoft Word, Excel and PowerPoint