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As a Barclays EME and APAC Trade and Control Room Surveillance Advisory you will work in an experienced team reporting functionally to the Global Head of Market Surveillance Advisory and regionally to the Global Head of Market Surveillance Operation and Advisory. This is a senior role within the Market Surveillance Operation and Advisory team providing leadership for EME and APAC market abuse advisory element of the global Market Surveillance program.
Barclays is one of the world's largest and most respected financial institutions, with 329 years of success, quality and innovation behind us. We offer careers that provide endless opportunity - helping millions of individuals and businesses thrive, and creating financial and digital solutions that the world now takes for granted.
What will you be doing? â€¢ Providing subject matter expertise and advisory support to the Compliance function and the business on market abuse risk identified through the market surveillance platform â€¢ Supporting the global advisory head in the delivery and development of the annual Trade and Control Room Surveillance risk assessment (enterprise- wide) â€¢ Providing oversight and advisory support of processes and controls defined by the global Surveillance operating model, regardless of where they are operated in the Bank â€¢ Working with the trade and control room surveillance SMEs with accountability for delivering how the team covers regions, behaviours, asset classes and venues â€¢ Partnering, collaborating and building stronger relationships with the Business Oversight Compliance teams and the business heads themselves â€¢ Partnering with Global Surveillance team to manage internal audits and regulatory inquiries/investigations â€¢ Developing and nurture staff capabilities and the quality of output, solidifying and enhancing processes and procedures and improving Market Surveillance MI and Issues Management â€¢ Representing Barclays Global Surveillance with global regulators and participate in relevant external industry forums
What we're looking for: â€¢ A proven track record in the implementation, ongoing maintenance of a Markets Surveillance program â€¢ Solid understanding of Market Surveillance risks/typologies, and how they present themselves in the underlying data and transaction flows â€¢ Excellent understanding of how Compliance and its sub-functions interact with each other and the business and how Surveillance work with these areas to meet objectives â€¢ A comprehensive understanding of how Market Surveillance is applied within the Financial Services industry
Skills that will help you in the role: â€¢ Good understanding of the power of analytics and artificial intelligence to supplement global surveillance strategies â€¢ Detailed understanding of applicable regional and global laws and regulations which govern and inform surveillance activities â€¢ Financial services experience in a Surveillance or similar capacity â€¢ Knowledge and experience of global trade and e-communication surveillance platforms (e.g., SMARTS, Actimize, Digital Reasoning)
Where will you be working? In the heart of Canary Wharf, our headquarters at Churchill Place boasts onsite amenities such as; a gym, staff restaurant and deli bar, and is easily accessible by tube and bus links. With a population of around 5000 staff the atmosphere is second to none with a real buzz being created around the offices within.