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To assist the Compliance advisory team as necessary in its support of important business coverage areas across both Global Markets and Banking businesses, which includes Sales and Trading across a variety of asset classes and the Investment and Corporate Banking teams, Capital Markets, Transaction Banking and Structured Solutions teams.
Provide support to the broader Compliance Advisory team in various advisory matters
Participate in and support regulatory projects
Participate and support local and global projects and drive the operational implementation of key regulatory change initiatives, including Ibor transition.
Ideally have compliance experience within an investment banking organisation
SKILLS AND EXPERIENCE
Basic understanding and knowledge of investment banking business and market structure.
Basic knowledge of risk, compliance and controls
Some understanding of key regulations applicable to capital markets products, including MiFID II, MAR, Competition Law
Strong interpersonal and communication skills
Sharp intellect with the ability to grasp complex concepts
Ability to demonstrate initiative and know when to escalate matters
Highly organised, goal oriented and solutions focused
Education / Qualifications:
Strong educational background with a university degree preferably in Law and/or Financial Regulation