Chartered Alternative Investment Analyst Association Logo
Guest Job Seeker
Job Seekers, Welcome to CAIA Career Center
Search Filters
Use this area to filter your search results. Each filter option allows for multiple selections.
Search Results: 791 Jobs
Create Alert
Loading... Please wait.
T. Rowe Price Associates, Inc.

San Francisco, California

NEW! NEW!
NEW! NEW!
Missouri State Employees' Retirement System Logo
Missouri State Employees' Retirement System

Jefferson City, Missouri

Texas Permanent School Fund Corporation

Austin, Texas

Picton Mahoney Asset Management

Ontario, Canada

Texas Permanent School Fund Corporation

Austin, Texas

Texas Permanent School Fund Corporation

Austin, Texas

Picton Mahoney Asset Management

Toronto, Canada

MacArthur Foundation Logo
MacArthur Foundation

Chicago, Illinois

Oxford Knight

London, United Kingdom

eFinancialCareers

Manama, Bahrain

HFG

London, United Kingdom

Alexander Ash Consulting

London, United Kingdom

Goodman Masson

London, United Kingdom

Deutsche Bank

New York,

PER, Private Equity Recruitment

London, United Kingdom

Oxford Knight

London, United Kingdom

Loading... Please wait.
Compliance Assistant - Wealth Management
A well-established Wealth Management firm based in London are looking for a Compliance Assistant to join their Compliance team in a broad and varied role. Ideal for someone with 1-2 years Compliance experience within this sector looking to make the next step in their career. Main Responsibilities: Maintain various registers, lists and logs as required under FCA and SEC regulations. Support of the Compliance Monitoring Program, liaising and building relationships with compliance colleagues in affiliated entities across the Group. Collate data from various sources and prepare internal reports on a regular basis. Support projects ensuring compliance with regulatory and legislative requirements. Respond to


This job listing is no longer active.

Check the left side of the screen for similar opportunities.
Loading. Please wait.