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Growing financial services company with Type 1,2,4,9 license
Act as a Responsible Officer with management responsibilities and duties to supervise SFC regulated activities
Drive client acquisition and growth, identify new business opportunities with potential clients, such as institutional & corporate clients, professional investors, build client networking and relationship via sales and marketing activities including client seminars, webinar and business events
Already have strong connection with corporate clients, which are active in Futures and options business
Assist the Group's senior management to develop futures business development strategies and associated objectives, plans, organizational structure, control and policies
Supervise and manage daily operations, including account opening process, account's dealing activities, margin accounts' risk control and client services
Formulate, review and update the operations procedures and establish proper documentation of all regulated activities
Work in conjunction with regional compliance, legal, risk, credit, product and technology teams to deliver enhance products
Covered overseas markets such as LME, CME, ICE, SGX, etc.
Current SFC Type 2 Responsible Officer License Holder
Solid experience in securities firm
Good track sales record in Futures & options to institutional client base
Strong interpersonal skill and familiar with HK and PRC finance markets
Speak both spoken, written Putonghua, Chinese and English
Proactive, Innovative and a good team player
To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Hayley Law on +852 3412 4814.