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Regulatory Compliance, VP - Chinese Investment Bank
Hays Banking & Financial Services Hong Kong
May 4, 2021
VP in the compliance team to provide advice on compliance issues across SFC licensed type 1,2,4,6,9 activities
Your new company Your new company is an expanding Chinese Investment Bank. They are looking for a Vice President (min. 8 years in-house compliance) to join the Legal & Compliance department to ensure that risks are properly identified and assessed, and performing extensive compliance review/ self-assessment for their businesses.
Your new role As an influential member within the department, you will support the business with your compliance knowledge across all SFC regulated activities. You'll also be required conduct relevant compliance reviews, gap analysis and self-assessment. Below are the main objectives of your role:
Develop, review and enforce compliance programs in accordance with the policies and guidelines of the bank and regulatory bodies.
Advise on deal acceptance, due diligence work plan and other regulatory requirements
Work closely with other business units and provide sufficient internal training on all regulatory compliance issues to enhance the compliance consciousness of all staff levels.
What you'll need to succeed
Ideally you will have at least 8 years of experiences in compliance functions
Prior experience working with Chinese financial institutions will be highly preferable.
Possess good knowledge of local regulatory requirements.
Good command of both spoken and written English and Chinese, Mandarin proficiency is an advantage
What you'll get in return
Competitive compensation package alongside consistent career development
Opportunities to work with experienced compliance specialists within the field
Involvement in regional compliance projects
Lead and transform the strategy and future of a well-established team
What you need to do now If you are currently looking for a new role within the Banking and Financial Services AML/Compliance function, or potentially exploring the market? Feel free to contact myself on +852 2230 7451 for a confidential discussion, and send me your CV to email@example.com or visit our Banking page here: https://www.hays.com.hk/jobs/banking-jobs/