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A growing startup firm based in Denver, Colorado is looking for an AML/Compliance Officer to be primarily responsible for oversight of its Compliance program. This role will report directly to the General Counsel and in time be responsible for helping to scale the Compliance team. Responsibilities:
Work with Senior Leadership to oversee all Compliance functions, including policies and procedures, documentation, desktop procedures, functional redundancy and 3rd party audit preparations.
Creating and maintaining periodic oversight reports - which may include data validation, report writing, complex excel functions / formulas, macros, pivot tables, general Risk Management dashboards and heat maps.
Ensure appropriate data integrity on underlying bank systems supporting the BSA/AML process, Core and business segment monitoring / tracking reports.
Manage the collection and validation of data for the annual BSA/AML and OFAC risk assessment process.
Analyze transactional and customer data sets to identify trends, gaps, inconsistencies, and errors to improve or enhance team efficiencies.
Access AML and Sanctions monitoring systems to identify rules, scenarios, parameters, thresholds, etc.; and evaluate those systems against risk assessments and high-risk documentation.
Organize data sets, build data repositories, and extract data for further risk-based analysis.
Complete statistical analysis of data sets and draft summary reports to create a change control environment or to justify recommended courses of action for risk-based system thresholds.
Work closely with technology to identify and implement complex solutions that meet strategic Enterprise and Program needs and align to regulatory expectations.
Define and monitor monthly KRIs / KPIs including defining measures of performance and effectiveness.
Assist with Quality Assurance review data sets and compliance related ad-hoc projects or other duties as assigned.
Bachelor's degree from four-year college or university
5+ years of Compliance and BSA experience required.
Transaction Monitoring System expertise and holding a CAMS certification is preferred
If this opportunity interests you, please get in touch: firstname.lastname@example.org #LI-ML1