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Team Lead, Centralized Onboarding & CDD (Large Corp), IBG Governance & Control
DBS Bank Limited
April 28, 2021
Corporate and Investment Banking provides corporate customers with a full range of commercial banking products and services, including cash management services, current accounts, time deposits, trade finance, working capital finance, term loans and foreign exchange. Through our continued commitment, DBS has cultivated long-standing relationships with its customers in the region that are based on account relationship management, service differentiation, product development and rigorous credit standards.
Leading the team to conduct Customer Due Diligence (CDD) to ensure full compliance of AML/ KYC related policies and regulatory requirements/ expectations during corporate banking customer onboarding, CDD review and thematic reviews
Reporting to and assist IBG Governance & Controls Head to initiate, manage, and facilitate timely completion & quality execution of governance & controls related initiatives/ tasks (e.g. AML/ KYC, Risk Management etc.) to ensure full compliance of policy and regulatory requirements
Maintain high standard of excellence in handling internal customer queries in view of the stringent regulatory requirements
Assist the team in identifying potential compliance and internal control issues, and monitor progress of required improvement actions
Participate in developing tools, policies and processes relating to compliance and other ad hoc projects
Keep constant alert of business and compliance risks to ensure full compliance with the prevailing regulatory and internal requirements; and timely escalate, as and when situation warrants, related issues to management for attention/action
Maintain high standards of internal controls and drive consistency and common control standards across all business segments of Institutional Banking Group
Lead/ participate actively in the development and refinement of internal control and processes for enhancing internal operational efficiency and employee journey
Provide coaching to junior team members
Maintain control over workflow processes to ensure strict adherence to established procedures. Lead/ participate in special ad hoc KYC/ AML projects and special reviews
University graduate, preferably in Law / Finance
Minimum of 8 years of EDD/KYC related experience. Investigative and or analytical experience may be substituted.
Fluency in English and Chinese
Exceptional business writing, analytical, and communication skills
Excellent people and communication skills in a culturally diverse environment
Knowledge of regulatory frameworks related to AML, sanctions, and anti-Corruption in the financial industry.
Intimate understanding of the business environment, cultural context, and political affairs within the Asia Pacific region.
Mastery of numerous public record databases, internet sites, due diligence vendors and information resources for use during due diligence research. In addition, responsible for the identification of new databases and vendors that will enhance the due diligence process.
Organizational and time management skills: able to multitask and complete projects on time in a fast-paced environment.
Proven track record of managing complex matters involving source commentaries and field investigations.
Experience deploying automation, machine learning, and other technology solutions in support of the due diligence research process.
CAMS, CFE, or other relevant professional qualifications
Experience with public speaking, business presentations, or conducting training
Apply Now We offer a competitive salary and benefits package and the professional advantages of a dynamic environment that supports your development and recognises your achievements. We regret only shortlisted candidates will be notified.