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Manager, Compliance Advisory, Insurance ASP - Compliance
April 27, 2021
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Financial Crime Compliance aligns current activities within Global Risk and helps to build these into a more integrated framework to conduct Customer Due Diligence which enables HSBC to manage financial crime risk more effectively. It builds stronger controls to improve the way Financial Crime Compliance risks are managed in order to spot gaps as well as trends so that the team can take action. It proactively gathers and analyses financial intelligence in a smart way so that suspicious transactions, activities or connections can be identified and we can adequately protect our customers from the threat of financial crime.
We are currently seeking a high calibre professional to join our team as a Manager, Compliance Advisory, Insurance ASP - Compliance.
The Manager, Compliance Advisory Insurance will support within the Insurance Compliance Advisory team responsible for ensuring that Compliance in ASP are effective in identifying, managing and mitigating Regulatory Compliance and Financial Crime risks and ensure timely advice is provided to the Insurance business
Primarily to support the ASP Insurance Compliance Advisory team, to maintain an effective control framework and to ensure compliance with all relevant external laws & regulations, internal policies and good market practices relating to Regulatory Compliance and Financial Crime Compliance
Provide advisory services to various stakeholders to ensure understanding of compliance risks exposure in business initiatives and projects across ASP Region
The role needs to liaise with and work closely with country Insurance Compliance Advisory teams and other key stakeholders including legal, risks and insurance business to implement appropriate policy and framework to manage the changes across ASP
To exercise risk steward challenge and advise, maintain regional oversight on the ASP countries to ensure compliance risks is addressed and mitigated
Support the team to consolidate and produce management information and reports for review, follow up with relevant stakeholders on a timely basis
Conduct research as required
Contribute in the creation of a framework for the effective risk-based monitoring of the implementation of Regulatory Compliance and Financial Crime risks related policies and controls across ASP
Agree and oversee the implementation, embedding and monitoring of the adherence to the Compliance FIM in ASP
Seasoned compliance professional with experience in regulatory and financial crime compliance either at regional or local
Specialist knowledge in insurance compliance matters in either one of ASP jurisdictions such as Singapore, Mainland China or Hong Kong
Understanding of Insurance businesses, industry issues, insurance business operations and priorities
Strong interpersonal skills and experience of working effectively with different stakeholders and collaborating for success
Able to work as a team, cultivate team work culture and execute excellence
Positive and open mindset with a can do attitude
Experience of HSBC Group structure, its business and personnel, and culture would be an advantage
To be considered for this role, the relevant rights to work in Hong Kong is required.
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Issued by The Hongkong and Shanghai Banking Corporation Limited.