Chartered Alternative Investment Analyst Association Logo
Guest Job Seeker
Job Seekers, Welcome to CAIA Career Center
Search Filters
Use this area to filter your search results. Each filter option allows for multiple selections.
Search Results: 445 Jobs
Create Alert
Loading... Please wait.
NEW! NEW!
eFinancialCareers

Manama, Bahrain

Alexander Ash Consulting

London, United Kingdom

Deutsche Bank

New York,

Morgan McKinley

London, United Kingdom

Selby Jennings

London, United Kingdom

Goodman Masson

London, United Kingdom

Deutsche Bank

New York,

Morgan McKinley

Northampton, United Kingdom

State Street Corporation

Boston,

Deutsche Bank

New York,

PER, Private Equity Recruitment

London, United Kingdom

eFinancialCareers

Stamford,

Selby Jennings

Hong Kong,

PER, Private Equity Recruitment

Dubai, United Arab Emirates

CME Group

London, United Kingdom

Deutsche Bank

Jacksonville,

BNY Mellon

Manchester, United Kingdom

BNY Mellon

Manchester, United Kingdom

Loading... Please wait.
AVP - Regulatory Compliance - Securities
You will be required to work closely with management to provide counsel, advice and support to the business on compliance related areas You will also be required to:  Provide advisory services on transactional issues, for existing and new business initiatives and products Manage on-going regulatory matters Generate Compliance Rule, policies and procedures and related internal rules, or revise company existing Compliance Rule in line with Head Office policies and procedures. Manage periodic KYC for existing clients Maintain continuous and regular communication with HQ  Support to make necessary documents of various agreements and contracts for all businesses. To qualify for this role, you must possess


This job listing is no longer active.

Check the left side of the screen for similar opportunities.
Loading. Please wait.