Chartered Alternative Investment Analyst Association Logo
Guest Job Seeker
Job Seekers, Welcome to CAIA Career Center
Search Filters
Use this area to filter your search results. Each filter option allows for multiple selections.
Search Results: 948 Jobs
Create Alert
Loading... Please wait.
T. Rowe Price Associates, Inc.

San Francisco, California

NEW! NEW!
NEW! NEW!
Missouri State Employees' Retirement System Logo
Missouri State Employees' Retirement System

Jefferson City, Missouri

Texas Permanent School Fund Corporation

Austin, Texas

Picton Mahoney Asset Management

Ontario, Canada

Texas Permanent School Fund Corporation

Austin, Texas

Texas Permanent School Fund Corporation

Austin, Texas

Picton Mahoney Asset Management

Toronto, Canada

MacArthur Foundation Logo
MacArthur Foundation

Chicago, Illinois

Oxford Knight

London, United Kingdom

eFinancialCareers

Manama, Bahrain

HFG

London, United Kingdom

Alexander Ash Consulting

London, United Kingdom

Goodman Masson

London, United Kingdom

Deutsche Bank

New York,

PER, Private Equity Recruitment

London, United Kingdom

Oxford Knight

London, United Kingdom

Loading... Please wait.
Head of Legal and Compliance, Securities and Asset Management
Key responsibilities Provide legal and compliance advice to the securities and asset management businesses Devise and review the legal and compliance framework and ensure it is aligned with the regulatory requirements   Liaise with regulators such as SFC and answer enquiries etc Keep track of compliance and regulatory updates and advises the businesses accordingly Provide compliance trainings to employees and enforce compliance control for the firm Draft and review marketing materials, commercial contracts and business agreements Key requirements: At least 6 years of legal, compliance experience in financial industry preferably in securities, brokerage, asset management businesses University de


This job listing is no longer active.

Check the left side of the screen for similar opportunities.
Loading. Please wait.