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Assisting Head of Internal Audit to develop the annual audit plan, audit procedures and audit methodology
Performing risk assessments of Virtual Bank's control environment for business lines, operating environment and supporting functions
Developing & implementing tools to analyze data to improve audit efficiency and effectiveness, ultimately be a source for analytics that business units adopt to provide business insights or for continuous auditing
Performing risk-based and regulatory audits covering business lines (e.g. corporate, retail banking business) and support functions (e.g. Anti-money Laundering)
Possessing expertise in regulatory requirements (e.g. HKMA Supervisory Policy Manuals)
Following up audit recommendations post-audit, assessing residual risk, validating remedial work performed and documenting and closing issues
Reviewing Internal Audit's continuous monitoring program, in order to identify changes to risk assessments, audit plan
Leading ad hoc independent reviews where required, through participation on advisory engagements / special projects
Acting as a Team Leader to share knowledge, skills and experience with team members to enhance their professional career development.
Identifying emerging risks and themes to be reported to management and Audit Committee of Virtual Bank
University graduates or above in related disciplines
At least 8 years of solid working experience as a professional auditor or banking business practitioner with core audit and business skills, particularly Corporate Banking / Retail Banking / Risk / Anti-Money Laundering / Customer Due Diligence
Professional audit qualifications, e.g. CPA, CIA, CFA, CAMS are added advantages
Good understanding of the banking industry and possess strong technical knowledge
Sound knowledge of relevant regulatory requirements (e.g. HKMA Supervisory Policy Manuals) and best practices in the industry
Good interpersonal skills with the ability to present complex and sensitive issues to senior management, and influence change
Able to work independently and proactively, demonstrating a strong sense of ownership and commitment to delivery quality audits on time
Confidence to deliver tough messages and engage in difficult conversations
Quick learner and having strong interests in fintech
Ability to think critically, objectively and "think outside the box" when analyzing issues and recommending / developing solutions
Excellent verbal and written communication skills in English and Chinese