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A top tier hedge fund is currently looking for a senior investment compliance candidate to join a growing compliance team
Primary compliance coverage of Asia portfolio management and trading, providing compliance advice on handling of confidential information, allocation issues, trading and other compliance related matters
Conduct pre-trade and post-trade compliance monitoring
Delivered annual compliance training to portfolio management and trading team
Oversight of the compliance testing program
Handle regulatory filings
A minimum of 10 years of investment / portfolio compliance experience in sizeable asset managers in Hong Kong
Sound working knowledge of equity and OTC Derivatives