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Your team You'll be working in the Global Markets aligned Compliance and Operational Risk Control (C&ORC) team in Hong Kong. The role will predominately support the Execution and Platform business. Execution and Platforms brings together our firm's expertise in aligned linear products and its high-speed, low latency channels on an agency and principal basis through exchange and OTC.
We support the business by partnering with them to effectively manage regulatory risk in an environment of collaboration and constructive challenge. You'll play an important role in helping us develop risk mitigating measures, controls and adequate remediation plans are in place. You'll also collaborate with global colleagues to ensure that best practices are being shared around the region/globe.
proven financial services compliance, regulatory or risk advisory experience for ideally 4-6 years
sound know-how in the analysis of business processes. This includes equities and / or electronic trading
have the ability to think out of the box and challenge the status quo to ensure that there is always room for improvement
good working knowledge of the local regulatory environment as it pertains to the Global Markets business
ability to verify aspects of commercial and operational arrangements within the business and challenge documentation with an independent mindset
reliable, resilient and capable of independently dealing with business desk heads and key stakeholders (challenging situations and conversations don't scare you)
good communication and interpersonal skills
have excellent verbal and written skills in English. Fluency in spoken Chinese (Cantonese and Mandarin) is also preferred.
About us Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.
We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?
Join us We're a truly global, collaborative and friendly group of people. Having a diverse, inclusive and respectful workplace is important to us. And we support your career development, internal mobility and work-life balance. If this sounds interesting, apply now.
Disclaimer / Policy Statements UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.