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Reporting to the Head of Compliance, your main responsibility will be to manage the compliance and regulatory second line functions. Other responsibilities include reviewing and implementing compliance controls and processes are in place to comply with relevant local regulatory requirements, providing advice to investment professionals, ensuring staff are adhering to all SFC policies, assisting in providing updates to the board, and maintaining the current AML/KYC internal and external workflows.
To qualify, you should have a degree in Accounting, Law, and/or other related disciplines, along with a minimum of 8 years of experience in compliance within asset management. Solid experience on regulatory requirements, asset management and equities compliance are required. You will also need to have strong communication and interpersonal skills in English, Cantonese, and Mandarin.