Job Responsibilities:

• Review KYC/CDD documents for the onboarding of new customers and periodic review of existing customers;
• Review transactions flagged as alerts in the SAM ACTIMIZE System within the stipulated timelines;
• Assist in Anti-Money Laundering ("AML") advisory support, review name screening hits escalated from BU/SU, and handle ad-hoc AML issues (suspicious transactions investigation), etc.
• Perform compliance testing, including KYC review, name screening, trade based money laundering controls, quarterly review of CRS/FATCA, etc.
• Coordinate internal and external audit requests;
• Follow up on compliance and AML-related audit findings, and relevant rectification efforts;
• Assist in system upgrade projects, during User Acceptance Testing phases.
• Enforce the General Compliance Manual of the Branch and provide necessary advisory and assistance to staff.
• Provide both AML and general compliance trainings to employees.
• Act as backup for Assistant Vice President, Compliance and perform relief duties during his absence.
• Assist with ad-hoc general compliance related assignments allocated by Head of Compliance.
• Protect the Branch from any financial crime (AML/CFT/Sanctions) activities, legal and regulatory compliance breaches, and internal compliance policy breaches through the discharge of the responsibilities and accountabilities

Job Requirements:

• Degree holder in Law, Accounting or related discipline.
• 6 years of audit or compliance in banks in Singapore and/or regulatory bodies. Experience and knowledge in Wholesale banking products is preferred.
• Professional Compliance qualifications are preferred, such as ICA, ACAMS, etc.