My client is a financial services institution based in Kent. They are looking for a compliance generalist from a retail banking background to come on board.

The roles purpose is to aid the Head of Compliance in all duties including compliance monitoring, in house controls, training, financial promotions,

You must have...

At least 2 years' experience in compliance in a retail financial services environment

Working knowledge of AML and Financial Promotions policies and procedures

Understanding of DP and GDPR

Experience in undertaking Compliance monitoring programmes/reviews

Knowledge and a good understanding of PRA/FCA rules and guidance

Experience in liaising effectively with the regulator and third parties

Ideally, you will have

MLRO/Deputy MLRO experience

Experience in a small bank, building society, large credit union or community bank

Minute taking experience

Experience of operational risk frameworks and an understanding of the key risks and controls that exist in the principal operational areas of a small financial services firm

Please contact me with your CV ne@barclaysimpson.com