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Senior Investment Compliance Analyst, ETF's
Hays Financial Markets
Prominent global asset manager seeks an Investment/Portfolio Compliance Analyst with working knowledge of ETF's to join its specialist EMEA team. In this role you will work closely with ETF Product and Legal Teams to ensure robust controls are in place for the funds' investment restrictions. Furthermore it will entail analysis of investment restrictions sourced from prospectus and regulations. working closely with the front office to resolve pre-trade violations and signing off on coding rule requests for subsequent coding by the offshore team. Candidates are sought with ETF product knowledge with associated experience of pre-trade guideline monitoring and investigation of post-trade violations, combined with the ability to interpret restrictions from prospectuses and EU regulations. This is an excellent opportunity to apply your talent in fast moving and dynamic environment, where taking responsibility is encouraged. Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the T&C's, Privacy Policy and Disclaimers which can be found at hays.co.uk ![]()
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