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A growing Private Equity firm is looking for a interim compliance professional to join their team. This is a generalist compliance role with a wide variety of compliance responsibility, reporting directly to the head of compliance.
The main responsibilities for this position include:
Assisting with the compliance monitoring plan, carrying out reviews when needed.
Advising the client services and investment teams on AML/KYC.
Maintaining regulatory compliance policies and procedures.
Reviewing the compliance of marketing materials.
Training staff on compliance matters.
Providing compliance advisory internally.
In order to be considered for this position you must have generalist compliance experience within financial services, with a preference for Private Equity. Knowledge of MIFID, UCITS and AIFMD is also required. This is a great opportunity for a entry level compliance professional to develop their experience in an exciting field.
What you need to do now
If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now. If this job isn't quite right for you but you are looking for a new position, please contact us for a confidential discussion on your career.