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Transaction Surveillance Risk Assessment Officer
Credit Suisse
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Transaction Surveillance Risk Assessment Officer

Credit Suisse

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Details
Posted:
February 15, 2021
Location:
New York, New York
Salary:
Open
Type:
Full Time
Credit Suisse is a leading global wealth manager with strong investment banking capabilities. Headquartered in Zurich, Switzerland, we have a global reach with operations in about 50 countries and employ more than 45,000 people from over 150 different nations. Embodying entrepreneurial spirit, Credit Suisse delivers holistic financial solutions to our clients, including innovative products and specially tailored advice. Striving for quality and excellence in our work, we recognize and reward extraordinary performance among our employees, provide wide-ranging training and development opportunities, and benefit from a diverse range of perspectives to create value for our clients, shareholders and communities. We are Credit Suisse.

We Offer
A department which values Diversity and Inclusion (D&I) and is committed to realizing the firm's D&I ambition which is an integral part of our global Conduct and Ethics Standards.
The role is part of the Global Financial Crime Compliance Team and aims to provide oversight and mentorship on regulatory-coverage, monitor, assess, document and derive the regulatory requirements set by various global regulators regarding FCC Surveillance
The possibility to work with subject matter specialists in CCRO Chief Operating Officer, Financial Crime Compliance, IT and Operations team to advise on changing FCC Surveillance regulatory standards.
  • The Lead on FCC continuous risk assessment and typology review, which regulators are expecting us to perform to understand our risks
  • Responsible for the upgrade of the Bank's Surveillance environment to meet regulatory and industry standards
  • The chance to manage and coordinate the expansion of in depth Surveillance Risks based on regulatory expectation and internal reviews through performing ongoing FCC Transaction Surveillance Risk Assessments (TSRA)
  • Assess current Surveillance Risks in order to determine level of existing coverage of identified risks and determine improvement opportunities between identified risks and existing Surveillance Coverage.
  • Opportunity to cultivate Regional TSRA results into the Global surveillance tools for consideration for future development and define standard typologies / controls that should be considered for supervising within area of responsibility
  • Manage the improvement of a repository that provides a consolidated view of all Surveillance Risks and mitigating controls
  • Lead engagement with appropriate Regional Senior Management the expansion of the FCC AML Surveillance Typology Library into Core Compliance, including the validation of existing and identify new risks e.g. Market Abuse


You Offer
  • Understands the value of diversity in the workplace and is dedicated to fostering an inclusive culture in all aspects of working life so that people from all backgrounds receive equal treatment, realize their full potential and can bring their full, authentic selves to work
  • 3-5 years' experience in the field of Compliance / FCC Anti-Money Laundering
  • Excellent analytical, interpersonal and problem solving skills and be able to multi-task and complete projects on time is essential
  • Excellent business partner management skills at all levels of the organization
  • Diploma / Certificate in AML preferred but not essential
  • Good banking product knowledge is a plus!
  • Proficient excel / SQL skills would be preferred
  • Outstanding written and verbal communication skills
  • Control framework design and implementation experience preferred
  • Hardworking, result oriented with ability to learn in a fast paced environment


Credit Suisse is an equal opportunity employer. Welcoming diversity gives us a competitive advantage in the global marketplace and drives our success. Credit Suisse complies with applicable federal, state, and local laws prohibiting discrimination in employment in every jurisdiction in which it maintains facilities. Subject to applicable law and regulatory requirements, Credit Suisse complies with state and local laws regarding considering for employment qualified individuals with criminal histories.

Internal Number: 9816500
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