A leading global asset management firm, with strong presence in HK and Asia Pacific Region. This person will be a key part of their Investment Compliance Team.

The Company

Our client is one of the leading asset managers in Hong Kong, with strong compliance culture in placed, provide excellent work-life balance and career prospect.  They are currently looking for an experienced, knowledgeable and driven compliance professional to become part of their Regional Compliance Team.

The Role

As a part of the Investment Compliance team, you will be reporting to the Regional Head of Compliance, handling monitoring, advisory, investigation of potential breaches and performing risk assessment for the region. You will be performing trading desk monitoring to ensure regulatory requirements as well as working closely with portfolio managers. You will be able to gain exposure in the broader compliance experience outside of Investment Compliance. 

Your Profile

The successful candidate will be a degree holder in Law or Accounting, with a professional qualification, with at least 7-10 years of experience working in an investment management or asset management enviroment, with strong exposure in investment compliance. You will possess excellent presentation and communication skills (Fluent English is a MUST) and an ability to interact with the front office.