In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
Provide general compliance assessment, planning, advisory and training to both the Management & business units
Report compliance risk & mitigation measures to Senior Management
Review and approve investment product due diligence & risk rating with authority
10+ years of managerial experience in general compliance in banks/ financial institutions/ regulatory bodies
All-rounded general compliance experience, including investment product compliance
Big 4 background/ CPA/ CAMS preferred
Proficient in spoken and written English & Chinese (Cantonese & Mandarin)
Please email your full CV in MS Word format quoting the job reference number N211180 in the subject field. Your interest will be treated in strict confidence. Only shortlisted candidates will be notified.