Job Responsibilities:

• Handle compliance area of business activities type 1,2,4,6,9;
• Review and oversee clients' AML/ KYC / due diligence reports in account opening process;
• Maintenance and implementation of firm policies and procedures;
• Develop, implement and enforce policies, procedures, and programs to minimize potential money laundering risk;
• Advise the business on compliance matters in connection with new markets or products, regulatory updates;
• Provide compliance advice and support business initiatives

Job Requirements:

• University degree in related disciplines, preferably in Law;
• 6 years above relevant experience in sizeable Chinese Securities Firm or Investment Bank is a must;
• Familiar with the SFC and HKEX rules and regulations and industry practices;
• Experience and compliance knowledge (KYC/AML) in account opening process is a must;
• Strong interpersonal and communication skills, self-motivated, responsible and fast paced work under pressure and meet tight deadlines;
• Proficient in MS Office and Chinese typing