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Reporting to CRO to manage Operational Risk and Firmwide Risk
Supervise and provide guidance to the team in performing proper and adequate risk management function
Act as second line of defense for operational risk and firmwide risk. Ensure risk framework in place, i.e. risk identifying, reviewing, mitigating, reporting etc.
Be Operational Risk Committee Chairman and carry out regular meeting to oversight operational and firmwide risk
Being Board Risk Committee Secretary to make sure governance and compliance of committee ToR
Closely work with Compliance, follow up compliance review, performing gap analysis of new regulatory requirement
Closely work with Internal Audit, follow up audit points, manage progress and updates and report to CRO/Committee the latest progress
Closely work with PB front office, familiar with front office operations, control, procedure and advise to CRO/FO senior management any potential control issue
Closely work with Legal and COO office, follow up any issues related and report to CRO/FO, e.g. Complaints, Legal action related to problem Loan
Review RMD policy and ensure regular review and governance approval in place. Ensure policy are updated and comply with HKMA SPM requirement
Review and oversight operational risk incident report, review root cause analyses, identify systematic risk, recommend improvements to prevent recurrence
Review KRIs so that proper risk indicators and thresholds are applied, oversight KRIs exercise are properly handled by respective stakeholders
Review and oversight Risk Control and Self Assessment process are properly carried out to identify any control/policy issue, make sure policy control effectiveness and appropriate policy are reviewed
Act as coordinator of RMD to manage rectification progress or any other risk management related actions requested by internal/external audit, HKMA observations etc
Such other duties as shall be directed by your superiors from time to time
Skills & Experience
Master's degree or higher in Risk Management, Quantitative Finance or related discipline preferred
At least 10 years working experience in finance or banking field within which at least 5 years in risk management related area
Experience in Private banking is preferred
Knowledge of operational risk management and Firmwide Risk Management
With detailed and analytical mindset with problem solving
Strong organizational and written communications skills, analytical mindset with problem solving, research and follow up skills
Good team player with supervisory and problem solving skill
Notes to applicants
Please apply in strict confidence with full resume, academic record, current and expected salaries.
The personal data provided will be used for consideration of recruitment only. All personal data of unsuccessful candidate will be destroyed within 24 months.
Candidates with Enhanced Competency Framework (ECF): please state on the CV.
As a leading investment bank in China and Hong Kong region, the investment banking arm of Bank of China, BOC International Holdings Limited ("BOCI"), is now seeking highly motivated, creative and success-oriented professional who would like to pursue the career in our group.