Career Center

In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel. This will enable you to search for CAIA specific roles globally.
Group Legal & Regulatory Compliance - Group Regulatory Compliance
OCBC Bank
SAVE savedJobs
SAVE savedJobs

Group Legal & Regulatory Compliance - Group Regulatory Compliance

OCBC Bank

Gmail Email Print
Application
The application opened in a new tab.
By using this feature you agree to our Terms and Conditions and Privacy Policy.
Details
Posted:
January 14, 2021
Location:
Singapore, Singapore
Salary:
Open
Type:
Full Time
Job Description

  • Provide regulatory compliance advice to businesses and support functions assigned.
  • Provide advisory support on cross-border marketing guidelines to businesses in the bank or group entities engaging in cross-border activities.
  • Keep abreast of new and changes to regulations.
  • Drive the implementation of new regulatory requirements.
  • Manage breach reporting process and track completion of rectification actions.
  • Maintain the library of regulations and its relevance to the relevant functions.
  • Act as the liaison with regulators on regulatory compliance matters.
  • Act as the liaison with external counsels and consultations in respect of local regulatory requirements and permissible cross-border activities to formulate new and review existing cross-border marketing guidelines
  • Manage projects assigned.
  • Provide regulatory compliance training.
  • Collate FATCA and CRS reports and other regulatory reports for submission to regulator.
  • Collate and track regulatory developments and significant issues of subsidiaries and international offices.
  • Review regulatory compliance policies and procedures of the bank, international offices and subsidiaries.
  • Manage and track progress of the Group's Annual Compliance Plans.
  • Support division in preparation of senior management and CRAFT reporting
  • Track completion of department tasks.


Qualifications


Job Requirements

  • Possess a university degree.
  • 3-5 years of relevant experience in regulatory compliance in a bank or external audit focusing on audit of financial institutions.
  • Familiar with MAS regulations, FATCA, CRS, Volcker Rule and/ or cross border marketing requirements would be an advantage.
  • Familiar with financial products and services.
  • Proven leadership, organization and facilitation skills.
  • Good interpersonal and communication skills.
  • Proactive, independent and resourceful.
  • Embodies team work.
  • Ability to adapt to changes.
  • Ability to work under time constraint and pressure.


*LI-MLIU

Internal Number: 9782809
More Jobs from This Employer
BACK TO TOP
CAIA Career Center is Just One of the Benefits.
Discover what else CAIA has to offer!
Networking
Certifications
Training
The job you are trying to reach from was originally posted at CAIA Career Center.
Help is on the way!
We're sorry you are having trouble applying for this job.

Please try loading this job using the following link before submitting your help request:
Powered By Naylor Association Solutions