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Growing asset manager is seeking a new headcount to add to its compliance team to focus primarily on authorized funds / products. Reporting to the Head of Compliance, you will maintain strong relationships with the SFC and be a key contact point for any regulatory enquiries. You will also cover broader compliance responsibilities including reviewing regional marketing materials.
The successful candidate will possess 5-10 years of relevant experience gained with other asset managers or the regulator (SFC). Strong communication and interpersonal skills are required. Prior experience dealing with SFC authorized funds is a prerequisite.
Interested candidates can contact Sonny Wong at email@example.com for a confidential discussion.