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Acting as a first point of contact for compliance concerns
Provide compliance advice to SEO and Board
Conduct KYC screenings and onboarding of new clients
Training staff on compliance and AML procedures
Reviewing and auditing the organisation's adherence to compliance procedures
Being a champion of compliance culture
Remaining up to date on current regulatory and compliance changes
Reporting compliance issues and recommending changes to procedures and manuals
Creating and implementing AML frameworks, procedures and policies
Developing and monitoring corporate governance frameworks
Developing strategies for risk management and actively monitoring risks
Addressing issues with regards to BCP, Data Protection and financial regulatory compliance
Compliance Officer Qualifications, Skills and Experience:
A compliance officer should be educated to degree level and may have industry-specific qualifications. To fulfil the compliance officer job description to the fullest, professionals should have 3 to 5 years' experience in some or all of the following qualifications, experience and skills:
Previously authorised by the DFSA/FSRA
Regulatory compliance expertise
ACAMS or CISI qualified
Risk management expertise
Experience with AML policies
Experience designing risk and compliance frameworks
Experience in Insurance and /or Corporate Advisory
Very strong English speaking and writing skills
Good presentation skills
Please send CVs to email@example.com
Internal Number: 9023167
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