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Our client, a well-established hedge fund with offices globally, is seeking a standalone Compliance Officer based in their HK office. This is a highly dynamic business and exceptional opportunity for a "hands on" established compliance professional.
Manage all regulatory compliance functions of the firm, and maintain relationships with SFC and relevant industry associations
Liaise with regulators on handling licensing, inquiries and ongoing reporting requirements
Provide advice to investment team to ensure compliance with the relevant rules / regulations
Keep abreast of regulatory changes, and provide timely advice / appropriate actions to management, and interface with the global head of compliance
Conduct regular review on compliance & risk framework, policies and procedures, and provide recommendations for required actions
Handle ad hoc projects when required
University graduate with degree in Finance / Business / Law or related disciplines
At least 5 years of working experience in compliance function in the buy side. Candidates with good knowledge on fixed income investment would be a plus
Knowledge of SFC rules and a good track record in developing compliance policy / framework in hedge fund space
Able to work independently in a fast-paced environment