Responsibility 

• Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm
• Ensure operations comply with all existing relevant regulatory requirements and applicable laws as well as risk management requirements and standard of good market practices
• Drive and develop investment banking business including IPO and advisory transactions
• Build up good relationship with clients and maintain strong business network

Requirements:

• Current holder of Responsible Officer & Principal licenses registered under SFC (Type 6)
• University degree in accounting/ economics/ finance/ investment related discipline, professional qualifications such as CPA/ CFA preferred
• Sound knowledge of SFO, regulations and guidelines
• Excellent leadership capabilities
• Strong command in spoken and written English and Chinese, fluency in Mandarin

Benefits

• Stable working hour.
• Stable career 
• Competitive year end bonus.
• Great annual leave package
• Great Career progression.
• Fully comprehensive medical insurance and personal insurance
• Great MPF Pension Scheme

 For further information, please contact our Douglas Au at 2523 9994.
da@harbridgepartners.com 
consultants@harbridgepartners.com