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You will provide advice to our business lines regarding market integrity, conflict of interest and Corporate Governance by performing "second line of defense" control tasks and ad-hoc investigations. You keep abreast of material law and regulations for exchange trading as well as clearing and settlement. An important element of your role is your contribution to our compliance manual and our activities to further develop our compliance culture. You are working in close cooperation with other control functions and our colleagues in Outsourcing and Material Change Management, while also managing special Compliance projects and supporting our Data Protection and AML Experts. In doing so, you receive a great deal in return for your outstanding performance from your team.
You bring along:
Apprenticeship in banking or university degree in law, economics, business administration or equivalent degrees
Several years of Compliance driven experience, preferably in the financial industry
Excellent verbal and written communication skills in German and in English, French language skills are a plus
Knowledge of the processes and IT-infrastructure of commodity exchanges, in particular spot and futures trading of power and gas
Knowledge of the European/German regulatory environment (esp. MAR, MiFID II, AML legislation, Guidelines of EU and German supervisory authorities)
Experience in Compliance programs in an international group