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Advise and support regional office and local BU investment, ALM risk Management and compliance teams with their understanding of investment compliance obligations such as risk, policy, standards, guidance and procedures
Enhance the investment compliance operating model incorporating personal account dealing, restricted dealing, rules monitoring, sanctioned investments and substantial shareholding reporting and analysis
Support the development of regional IC monitoring and system development programs as well as conduct knowledge sharing and training to BUs
Maintain IC policies, standards and guidelines are in line with regulation
Assist the head in developing FCC monitoring tools and lead the FCC system implementation/enhancement project across APAC
support the local FCC teams to influence business functions and drive business adop to the TOM
University graduate in related disciplines
10+ years of relevant experience in investment/Fund compliance
Excellent verbal and written communication skills in English
Strong leadership ability and analytical skills
Past experience in financial crime topic is a plus
If you would like to apply for this role or find out more, please contact Louis Fan by email on firstname.lastname@example.org or apply online with your latest CV in word format and expected salary, quoting the job role Associate Director, Investment Compliance. Kindly note that only shortlisted candidates will be notified.