Responsibilities;

• Conduct investigations into suspicious transactions and/or activities and ensure timely review and completion of alerts escalated by the Client Monitoring Team
• Investigate and review escalations from Business Units that poses potential AML/CFT risks
• Identify possible red flags in the course of transaction investigations and recommend filing of STRs
• Prepare and submit suspicious transaction reports to local authorities
• Communicate effectively with relevant stakeholders
• Perform Post STR transaction reviews and Post Mortem reviews where necessary
• Provide compliance advisory on AML/CFT matters including sanctions requirements, unblocking of accounts under close monitoring etc
• Assist in preparation and timely submission of management reports with respect to areas concerning Transaction Investigation Unit
• Contribute, update and implement AML/CFT related policy and procedures concerning AML Monitoring where necessary
• Assist in performing ad-hoc activities in the area of AML/CFT investigations where necessary
• Coordinate and conduct trainings to relevant stakeholders (including Front Office) in relation to AML transactions monitoring

Qualifications;

• 5 years of experience in AML/CFT Compliance, with at least 2 years of experience in the area of AML transactions monitoring or investigations
• Strong analytical skills with attention to detail, including planning and organization
• Good interpersonal skills and ability to communicate effectively and work efficiently in a team setting
• Good written skills for the purpose of detailing findings in investigation reports
• Candidate must be able to manage workloads and deadlines effectively
• Candidates with professional qualifications relating to AML/CFT (e.g. ICA/CAMS) will have an added advantage

Morgan McKinely

Amy Wilson

Reg number; R1332608

EA License; 11C5502