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Functioning as an independent and objective body that manages and oversees all compliance, regulatory and risk of the local office
Maintain effective and proportionate compliance monitoring tools, procedures and guidelines for monitoring activity
Keep abreast of global regulatory and legislative changes, and develop and operationally implement any new procedures, systems and control
Following up on compliance issues that require investigation
Evaluating compliance systems and ensure adequate controls are in place
Dealing and being the point of contact for the regulators
Reviewing out outsourcing arrangements and developed a checklist in place to meet MAS outsourcing requirements
Taking on responsibility in all aspects of KYC due diligence and AML. Liaise with Fund Administrators on funds' investors on-boarding – KYC documentation review, assessment and completion of compliance checklists
Ad-hoc project work and support to the firm as required
About 4-8 years of relevant experience, preferably in Asset/Fund management
Degree in Law would be a plus
Familiarity with the regulatory environment in the financial industry
Preferable hold, or be eligible to hold, a relevant practicing certificate in Singapore
Good command of written and spoken English and Chinese
Independent, pro-active, business-oriented and the ability to work in a fast pace environment
Please click "Apply" now to submit your latest CV and we will be in touch with the full job description if your profile is suitable.