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Contract Duration: Until May 2021 (Highly extendable)
My client, a leading international bank is looking for a Compliance Officer. It is a fast filling position with good pay structure; perfect move to move your banking career to the next level.
This role is a part of the Source of Wealth (SoW) Team, part of APAC First Line of Defense Support, in Singapore and Hong Kong. The key responsibility of the SoW Team is to support the front office to write and review the client's source of wealth to ensure plausibility and to check for appropriate level of corroboration and evidence to identify the client's original source of funds and wealth growth.
You will be responsible for performing plausibility checks on the SoW write up in accordance with the APAC SoW guidelines.
You will be required to review information from multiple sources to ensure complete and consistent information across the client profile
To follow up with the relationship managers where additional information or clarifications are require and support them by ensuring the final write up meets the internal requirements
You will accurately record the source of wealth information, and your assessment of the plausibility, with the supporting documents into the template and archive within the system
You will provide transparency and oversight to senior management to ensure cases are reviewing a completed in a timely manner and any issues are identified early.
The Successful Applicant:
KYC knowledge in SoW is preferred.
Knowledge of MAS and HKMA regulations is preferred
A critical mindset and strong analytical skills - ability to understand complex information and to apply logical reasoning to assessment if that information makes sense
Fast learner - the ability to pick up new information quickly and assimilate information from multiple sources
Effective communication and stakeholder-management skills, particularly in the ability to liaise with relationship manager and compliance
Strong attention to details to ensure that all items are accurately recorded for a robust audit trail
Good organizational and time management skills, including the ability to prioritize tasks
KYC knowledge in particular an understanding of Source of Wealth is preferred
Private Banking background is an advantage, but not mandatory (subject to the overall skills of the candidate)
Knowledge of MAS and HKMA regulations is desirable.
As a successful applicant, you would have the following Skills & Qualifications:
If you're interested in this role, please send your updated CV (word format) to email@example.com for a confidential discussion.