CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
Our client is a well-established banking and financial services company. They are looking for a seasoned compliance professional to join their wealth management department.
Your new role
You will be handling regulatory compliance related issues including reviewing marketing materials, procedure manuals and conducting due diligence. You will monitor compliance risk to ensure all the regulators' requirement are complied.
Holder of University degree / professional qualification in relevant disciplines
5+ years of compliance experience in banking or financial industry
Sound knowledge in HKMA/SFC regulations
Good team player with communication and interpersonal skills
Excellent command of written and spoken English and Chinese
An excellent career exposure in a stable and growing working environment with attractive remuneration.
If you are interested in the above opportunity, please send your CV to email@example.com and call Mandy Ho at +852 2281 0072 to have a further discussion about this role and other exciting opportunities with you.