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Your team You'll be working in the Wealth Management Hong Kong Compliance & Operational Risk Control (C&ORC) team in Hong Kong reporting directly to the Hong Kong Head of Wealth Management Compliance. Our role is to a high quality and professional compliance services in support of the UBS Wealth Management (WM) business activities. This role will cover all aspects of general compliance duties aligned to WM business. We help, for example, by reviewing marketing materials, keeping the business up to date on regulatory requirements and assessing the suitability of the investment products being proposed to our clients.
at least 10 years in a relevant compliance/regulatory environment
sound know-how of the private wealth management business and products and the applicable HKMA / SFC rules and regulations.
good communication and interpersonal skills, and have the ability to think out of the box
able to critically, assess and challenge documentation with an independent mindset
reliable, resilient and capable of independently dealing with business desk heads and key stakeholders (challenging situations and conversations don't scare you)
fluent in English
About us Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.
We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?
Join us We're a truly global, collaborative and friendly group of people. Having a diverse, inclusive and respectful workplace is important to us. And we support your career development, internal mobility and work-life balance. If this sounds interesting, apply now.
Disclaimer / Policy Statements UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.