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Responsible for developing and reviewing of compliance and risk framework, policies and procedures
Monitor daily compliance responsibilities including KYC/AML monitoring and perform appropriate follow-up actions
Provide regulatory updates and compliance advice on business initiatives
Liaise with regulators on handling licensing, inquiries and ongoing reporting requirements
Perform compliance review and risk assessment to identify gaps and make recommendation
Handle ad hoc projects and other tasks as assigned
Degree holder in Law, Business, Finance or related disciplines
Minimum 7 years or above relevant compliance experience in financial institutions
Knowledge of SFC regulations and solid experience in developing compliance framework and policies
Self-motivated, strong analytical and problem solving skills
Proficient in spoken and written English and Chinese
Our client offers an attractive remuneration package, generous fringe benefits as well as excellent opportunities for career advancement. Interested candidates please send your application to: firstname.lastname@example.org.