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Input into the annual financial crime risk assessments to help identify key areas for improvement.
Keeping informed on regulatory developments affecting the Group, along with internal business developments and contributing to assessing their impact and implementing necessary changes to projects, policies, procedures, processes and systems.
Oversee and provide guidance on a range of financial crime activities including AML, Market Abuse, ABC and high risk clients.
Assist with the review and delivery of all financial crime training modules.
Managing the output from PEP, sanction and negative media screening.
Investigating all red flags and ISARs and preparing and submitting event reports to law enforcement agencies and supervisory bodies.
Engaging pro-actively with business stakeholders to influence timely and effective remedial action in response to the outcome of surveillance activities and ISAR investigations.
Assisting the Data Protection Officer with directive communications and data requests from law enforcement agencies.
Developing and maintaining a good working knowledge of Money Laundering, FCA, PRA and if required IOMFSA rules impacting the Group.
Providing relevant, accurate and timely MI in a format which is clear and engaging, in particular by compiling the monthly Financial Crime Dashboard.
Developing ability to cover all work in the team for cover purposes (including the ability to assist with other types of non-financial crime related Compliance Monitoring)
At least 2 years working within a similar Financial Crime focused role, ideally from within a similar Investment Management business.
Excellent communication skills, both written and oral.
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