CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
- Review client account opening forms; - Conduct trade surveillance, AML and other compliance checks; - Draft and maintain compliance policies and procedures; - Perform monthly personal account dealing reviews; - Conduct continuous professional training including preparation of training materials - Assist to review and monitor the group ongoing and new business expansion in compliance with requirements of relevant regulatory bodies; Work closely with the team to provide daily legal & compliance support for the ongoing business requirements
- Assist in maintaining Chinese Wall and in monitoring information flows;
- University graduate in Accounting or equivalent; - At least 5 years working experiences in securities firm, investment bank or asset - management company; - Fluent in written and spoken English and Chinese, including Mandarin; Well-organized; - Good analytical and communication skills; - Flexible and willing to learn; - Able to work independently and under pressure; - Proficient in MS Word, Excel and Power-point; - Experience in insurance or property industry is a plus. - Candidate with less exp. will be considered as Assistant Manager