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Regulatory Compliance Manager - Chinese Commercial Bank
Hays Banking & Financial Services Hong Kong
October 15, 2020
Compliance Manager role to cover all sort of regulatory compliance matters for this well-known Chinese bank
Your new company Your new company is an expanding Chinese commercial bank. They have newly created this headcount at Manager level (min. 4 years in-house compliance) to join their General Compliance team within Legal & Compliance department to ensure that risks are properly identified and assessed, and performing extensive compliance review/ self-assessment for their commercial banking business.
Your new role As an influential member within the general compliance team, you will carry out the compliance monitoring programme on high-risk operations ad responsible for performing compliance review and conduct gap analysis on internal compliance manual and procedures. Below are the mainly objectives of your role:
Develop, review and enforce compliance programmes in accordance with the policies and guidelines of the bank and regulatory bodies.
Conduct regular compliance reviews to ensure following of procedures are meeting regulatory requirements/ business changes
Work closely with other business units and provide sufficient internal training on all regulatory compliance issues to enhance the compliance consciousness of all staff levels.
What you'll need to succeed
Ideally you will have at least 4 years of experience experience in compliance/ internal control functions within a bank.
Prior experience working in Chinese/Regional financial institutions will be highly preferable.
Possess good knowledge of local regulatory (HKMA, SFC) requirements.
Good command of both spoken and written English and Chinese, Mandarin proficiency is an advantage
Candidates with less working experience will be considered for an Assistant Manager position
What you'll get in return
Competitive compensation package alongside consistent career development
Opportunities to work with experienced compliance specialists within the field
Involvement in regional compliance projects
Lead and transform the strategy and future of a well-established team
What you need to do now If you are currently looking for a new role within the Banking and Financial Services AML/Compliance function, or potentially exploring the market? Feel free to contact myself on +852 2230 7451 for a confidential discussion, and send me your CV to firstname.lastname@example.org or visit our Banking page here: https://www.hays.com.hk/jobs/banking-jobs/