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Responsible for all necessary business processes, policies and regulative requirements of Wealth Management Division (WMD) in Hong Kong, and coordination of requirements with Corporate functions like Risk & Credit Management, Operations, IT and Legal and Compliance.
Provide Supervisory oversight for Client Service Officers
Support Sales query, ensure service quality and consistency across front office matches in alignment with internal policies and procedures
Establish framework and policies to govern required Sales practices
Develop good knowledge on products and regulations, interpret new regulations alongside with compliance and recommend relevant process changes
Lead, participate and coordinate initiatives/projects
At least 8 years of relevant experience, experience in Private Banking and at least 5 years of supervisory experience is an absolute advantage
Good understanding in Wealth Management products and relevant regulations
Ability to multi-task and work under pressure
Excellent communication skills with good command of English, Mandarin and Cantonese