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Serve as Senior Compliance Officer and Money Laundering Reporting Officer (MLRO) for a licensed TCSP (Trust & Corporate Services Provider) company in company secretarial and trust matters; and as internal compliance officer for fund-related matters.
Assist in devising policies and procedures for KYC, Anti-Money Laundering/Countering Financing of Terrorism (AML/CFT) performing Customer Due Diligence (CDD) for new potential clients and periodic document reviews, performing ongoing compliance monitoring and reviewing and filing Suspicious Transaction Reports (STR).
Areas of work include:
Reviewing, updating, implementing policies, procedures and manuals and assessing and evaluating compliance with regulatory obligations
Provide updates to staff on applicable AML/CFT/CDD requirements
Ensure the company's compliance manuals are implemented on a continuous basis
Check AML/CFT risk profile of new business and perform periodic reviews of existing business
Review adequacy of record-keeping
Maintain clear communication channels with business units
Handle inspection enquiries from relevant authorities relating to AML/CFT matters
Submit STRs as appropriate
Train staff on regulatory compliance matters on a regular basis and ensure that all management and staff understand their responsibilities and obligations to prevent money laundering and terrorist financing activities
- Minimum 5 years PQE in a regulatory or compliance role
- Legally trained or qualified preferred.
- For candidates with less experience will be considered as Compliance Officer
If you're interested in applying this role, please kindly send your latest resume with current and expected salary stated to firstname.lastname@example.org. For further details, please feel free to reach Ms. Conny Li at 2575 5587.