CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
·Clients' query management on trade instructions, settlement status, fail managements and other ad-hoc queries on market conventions, market practice, local market/regulatory changes etc.
Reflect function specific requirements to project teams for firm wide/market wide initiatives and changes
Liaise with multiple internal parties to monitor, escalate and resolve issues for smooth operations for clients' trades
Performing / supporting the trade capture process of importing and allocating client executed trades on the following asset class - equity and equity link securities, fixed income and repo transactions
Improving STP rates by ensuring up to date and accurate client-broker mappings are performed
Requesting static data setup/maintenance as required in prime capture and settlement systems
Be responsible for accurate fails management by ensuring good settlement practices and timely intervention due to system issues and/or non STP processes through collaboration with Settlement Teams
Providing support to the set up of new client accounts being on boarded and new product initiatives
Participating in Projects and UATs for new products / clients trading in new market(s)
Stakeholder Management and Leadership
Be a reliable source of information and point of contact for Prime Clients and providing timely response to queries / assistance in resolutions to trade matching and settlement
Taking initiative to build strong partnerships with Global Prime Teams in driving service excellence and problem resolutions. This includes Sales and Trading, Client Service Reps, Execution / Financing Middle Offices and various Infrastructure and Utility Teams within the firm
Ability to demonstrates ownerships and accountability to exceptions management and service deliveries to both external and internal stakeholders of Prime Business
Decision-making and Problem Solving
Proposing solutions and making sound decisions that are commercially viable and aligned with business strategies and values
Ability to utilize resources that are make readily available among the global teams within the firm in driving solutions/efficiencies
Risk and Control: Ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Policies and Policy Standards
Risk and Control Objective
Ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Policies and Policy Standards
Strong risk background / culture and is able to identify problems and resolve, before the risk occurs.
Ability to implement Risk Self Assessment and ensure compliance with all Regulations
Detail-orientated in order to avoid, eliminate and mitigate risk.
Demonstrate thorough understanding of the operational front to back procedures that support your specific function and products
Ability to implement excellent risk metrics to ensure the RTB process is tracked and monitored successfully.
University Degree (Banking/Finance preferred but not mandatory)
High level of client service and problem solving skills
Good settlement experience and knowledge of various settlements markets / processes preferred but not mandatory
Understanding of front to back trades flows across systems preferred but not mandatory
Details oriented and strong analytical skills
Confident and articulate self-starter
Ability to drive through change and improve processes
Interested candidates please email your CV in Word Format to Emily.firstname.lastname@example.org