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The incumbent is required to review and carry out surveillance work on Corporate accounts (Emerging Business) to manage the risks pertaining to anti-money laundering, counter-terrorism financing, or economic and trade sanctions.
The Business Compliance Service Manager is expected to be accurate, thorough and detailed in his/her analysis of account transactions. When there is a transaction or event that poses a risk to the bank (whether reputational or potential breach of law, sanction of regulation) he/she is expected to identify the risk and recommend/take remedial action to mitigate the risk. He/she is required to complete the reviews in a timely manner before stipulated deadline.
The job scope of the Business Compliance Service Manager (Reviewer) includes: 1. Perform various types of triggering event reviews on customer accounts and ensure completion within stipulated timeframe 2. Identify, analyze and escalate potential AML risks 3. Liaise with customers / Relationship Managers to obtain updated client information 4. Make independent recommendations regarding AML risk 5. Identify and escalate any unusual activity / transaction activity not consistent with client profile and file UTRs where required 6. Conduct research via available Bank systems and commercial databases as well as internet 7 . Work closely with business users and project team members on problem resolution, project initiation, implementation, and post implementation support 8. Contribute to developing and ensuring a compliant culture within the business users
Qualifications 1. Degree holder with 1 to 2 years of relevant experience 2. Knowledge of local regulatory guidelines, KYC/AML guidelines and good awareness of bank controls and AML risk 3. Proficiency in MS office applications / World check / Factiva 4. Excellent analytical, interpersonal, communication and written skills 5. Ability to articulate thought process clearly 6. Ability to multi-task and work under pressure to meet timeline