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The incumbent is required to review and carry out surveillance work on Corporate accounts (EmB) to manage the risks pertaining to anti-money laundering, counter-terrorism financing or economic and trade sanctions.
The Business Compliance Service Manager is expected to be accurate, thorough and detailed in his/her analysis of account transactions. When there is a transaction or event that poses a risk to the bank (whether reputational or potential breach of law, sanction of regulation) he/she is expected to identify the risk and recommend/take remedial action to mitigate the risk. He/she is required to complete the reviews in a timely manner before stipulated deadline.
The job scope of the Business Compliance Service Manager (Reviewer) includes:
Perform annual review of customers
Liaise with customers to obtain updated information
Perform various type of triggering event review of customer accounts
File STRs and recommend relationship strategy
Work closely with business users and project team members on problem resolution, project initiation, implementation and post implementation support
Contribute to developing and ensuring a compliant culture within the business users
Conduct research via available Bank systems and commercial databases as well as internet
Interface with relevant units and the business in regards to compliance reviews, investigation, as well as other ad-hoc projects
Degree holder with 2 to 3 years of relevant experience
Knowledge of local regulatory guidelines, KYC/AML guidelines and good awareness of bank controls and AML risk
Proficiency in MS office applications / World check / Factiva
Excellent analytical, interpersonal, communication and written skills