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Multiple opportunities for career-minded 2LOD compliance testing specialists or investment banking auditors. As part of a major recruitment drive, this major Investment Bank is looking to make multiple hires into their audit-stye compliance assurance team. Team members would be allocated one of the following coverage areas:
Global Markets Compliance assurance
Wholesale and Transaction Banking Compliance assurance
Swap Dealer program assurance
Development, implementation, and execution of the compliance assurance agenda within an assigned line of business and/or region.
10+ years relevant experience within compliance (assurance, testing, monitoring disciplines), or investment banking / corporate functions audit.
Relevant product knowledge within:
Global Markets (Fixed Income, Equities, etc)
Wholesale Banking, Treasury Trade Solutions and Cash Management
Line management experience useful.
Ability to work in, or relocate to - Jersey City, NJ; Tampa, FL