CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
An international bank is seeking a Securities Swap Dealer Compliance Officer to support the growth of their advisory compliance team aiding the implementation of new Securities Swap Dealer policies, working with existing CFTC and Dodd Frank policies, and remediating any regulatory issues. This position will require direct advisory work with the trading floor, and a knowledge of FX, Futures, and Commodities regulations. In addition, the position will work directly with key internal stakeholders and regulators to effect change and enhance the compliance program.
5+ years experience in CFTC, SEC, NFA swap dealer regulations
Experience writing and implementing policies and procedures, as well as remediating existing ones
Strong overall product knowledge and regulatory experience within the OTC derivatives and swap dealer businesses