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Lead and manage internal audit engagements in relation to Financial Crime Compliance (FCC) / Anti-Money Laundering (AML) and Counter-Terrorist Financing (CTF) in BOCHK Group and Southeast Asian subsidiaries/branches from planning, risk assessment, fieldwork to reporting
Assist in the organization and management of all FCC/AML-related internal audits
Assess compliance with relevant FCC/AML/CTF regulations and standards of Hong Kong and Southeast Asia countries
Evaluate the effectiveness of internal controls, identify areas for improvement , provide sound recommendations and professional audit opinions
Degree or above with major in Accountancy, Finance, Economics, Statistics, Risk Management or related disciplines
Professional qualification of CPA/CIA or equivalent. CAMS, AAMLP will be a plus
5 years or above solid experience in FCC/AML audit, compliance or relevant areas, preferably in sizable financial institutions / enterprises, regulators or well-known external audit / consultancy firms. Candidate with less experience will be considered as Assistant Audit Manager.
Familiar with relevant local and international AML/CTF laws & regulations, standards and market practices in Hong Kong and Southeast Asian market, solid knowledge of risk management framework and risk model, customer due diligence, screening and sanctions compliance, transaction monitoring and suspicious transaction reporting
Available in travelling to Southeast Asia, good team-player, self-motivated with strong project management and communication skills; familiar with data analytics will be a plus
Proficiency in both spoken and written Chinese and English, with good command of Mandarin